Eliza Sporn Fromberg
Eliza Sporn Fromberg | Professionals | Day Pitney LLP
Representative Matters. Eliza Sporn Fromberg's practice concentrates on counseling broker-dealers, investment advisers, CFTC-regulated entities, and others in the financial services industry in connection with regulatory, compliance, enforcement, litigation and arbitration matters. She assists broker-dealers, investment advisers, and their associated persons in responding to regulatory examinations and inquiries and represents members of the financial services industry in enforcement proceedings before the SEC, Department of Justice, FINRA, and other SRO and state regulators. She also conducts internal investigations and counsels clients on the impact of the Dodd-Frank Act on derivatives and financial products. This website is for informational purposes only and does not constitute an offer or solicitation to sell shares or securities. Any such offer or solicitation will be made only by means of an investment's confidential Offering Memorandum and in accordance with the terms of all applicable securities and other laws.
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Day Pitney remains committed to providing quality legal counsel, while protecting our clients and employees, and transforming our communities into more just, equal and equitable spaces. The financial services industry has been a centerpiece of Eliza Sporn Fromberg's practice since the start of her legal career. From being a litigator at an international law firm handling regulatory investigations for financial institutions to serving as the general counsel of a boutique investment bank, she laid the groundwork for her practice early in her career. In Day Pitney's Corporate and Business Law department, Eliza works within the Investment Management and Private Funds group and focuses on resolving regulatory and compliance issues for broker-dealers, investment advisors, family offices and hedge funds, as well as general corporate matters for closely held and family-owned companies. She enjoys an intellectually challenging and diverse practice, where she collaborates with other areas within the firm, such as the White Collar Defense and Investigations practice and Trusts and Estates practice, when regulatory or investment-related questions arise.